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// Licensed to the Apache Software Foundation (ASF) under one
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// regarding copyright ownership. The ASF licenses this file
// to you under the Apache License, Version 2.0 (the
// "License"); you may not use this file except in compliance
// with the License. You may obtain a copy of the License at
//
// http://www.apache.org/licenses/LICENSE-2.0
//
// Unless required by applicable law or agreed to in writing,
// software distributed under the License is distributed on an
// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
// KIND, either express or implied. See the License for the
// specific language governing permissions and limitations
// under the License.
//! The [`JoinSelection`] rule tries to modify a given plan so that it can
//! accommodate infinite sources and utilize statistical information (if there
//! is any) to obtain more performant plans. To achieve the first goal, it
//! tries to transform a non-runnable query (with the given infinite sources)
//! into a runnable query by replacing pipeline-breaking join operations with
//! pipeline-friendly ones. To achieve the second goal, it selects the proper
//! `PartitionMode` and the build side using the available statistics for hash joins.
use crate::PhysicalOptimizerRule;
use datafusion_common::config::ConfigOptions;
use datafusion_common::error::Result;
use datafusion_common::tree_node::{Transformed, TransformedResult, TreeNode};
use datafusion_common::{internal_err, JoinSide, JoinType};
use datafusion_expr_common::sort_properties::SortProperties;
use datafusion_physical_expr::expressions::Column;
use datafusion_physical_expr::LexOrdering;
use datafusion_physical_plan::execution_plan::EmissionType;
use datafusion_physical_plan::joins::utils::ColumnIndex;
use datafusion_physical_plan::joins::{
CrossJoinExec, HashJoinExec, NestedLoopJoinExec, PartitionMode,
StreamJoinPartitionMode, SymmetricHashJoinExec,
};
use datafusion_physical_plan::{ExecutionPlan, ExecutionPlanProperties};
use std::sync::Arc;
/// The [`JoinSelection`] rule tries to modify a given plan so that it can
/// accommodate infinite sources and optimize joins in the plan according to
/// available statistical information, if there is any.
#[derive(Default, Debug)]
pub struct JoinSelection {}
impl JoinSelection {
#[allow(missing_docs)]
pub fn new() -> Self {
Self {}
}
}
// TODO: We need some performance test for Right Semi/Right Join swap to Left Semi/Left Join in case that the right side is smaller but not much smaller.
// TODO: In PrestoSQL, the optimizer flips join sides only if one side is much smaller than the other by more than SIZE_DIFFERENCE_THRESHOLD times, by default is 8 times.
/// Checks statistics for join swap.
pub(crate) fn should_swap_join_order(
left: &dyn ExecutionPlan,
right: &dyn ExecutionPlan,
) -> Result<bool> {
// Get the left and right table's total bytes
// If both the left and right tables contain total_byte_size statistics,
// use `total_byte_size` to determine `should_swap_join_order`, else use `num_rows`
let left_stats = left.partition_statistics(None)?;
let right_stats = right.partition_statistics(None)?;
// First compare `total_byte_size` of left and right side,
// if information in this field is insufficient fallback to the `num_rows`
match (
left_stats.total_byte_size.get_value(),
right_stats.total_byte_size.get_value(),
) {
(Some(l), Some(r)) => Ok(l > r),
_ => match (
left_stats.num_rows.get_value(),
right_stats.num_rows.get_value(),
) {
(Some(l), Some(r)) => Ok(l > r),
_ => Ok(false),
},
}
}
fn supports_collect_by_thresholds(
plan: &dyn ExecutionPlan,
threshold_byte_size: usize,
threshold_num_rows: usize,
) -> bool {
// Currently we do not trust the 0 value from stats, due to stats collection might have bug
// TODO check the logic in datasource::get_statistics_with_limit()
let Ok(stats) = plan.partition_statistics(None) else {
return false;
};
if let Some(byte_size) = stats.total_byte_size.get_value() {
*byte_size != 0 && *byte_size < threshold_byte_size
} else if let Some(num_rows) = stats.num_rows.get_value() {
*num_rows != 0 && *num_rows < threshold_num_rows
} else {
false
}
}
impl PhysicalOptimizerRule for JoinSelection {
fn optimize(
&self,
plan: Arc<dyn ExecutionPlan>,
config: &ConfigOptions,
) -> Result<Arc<dyn ExecutionPlan>> {
// First, we make pipeline-fixing modifications to joins so as to accommodate
// unbounded inputs. Each pipeline-fixing subrule, which is a function
// of type `PipelineFixerSubrule`, takes a single [`PipelineStatePropagator`]
// argument storing state variables that indicate the unboundedness status
// of the current [`ExecutionPlan`] as we traverse the plan tree.
let subrules: Vec<Box<PipelineFixerSubrule>> = vec![
Box::new(hash_join_convert_symmetric_subrule),
Box::new(hash_join_swap_subrule),
];
let new_plan = plan
.transform_up(|p| apply_subrules(p, &subrules, config))
.data()?;
// Next, we apply another subrule that tries to optimize joins using any
// statistics their inputs might have.
// - For a hash join with partition mode [`PartitionMode::Auto`], we will
// make a cost-based decision to select which `PartitionMode` mode
// (`Partitioned`/`CollectLeft`) is optimal. If the statistics information
// is not available, we will fall back to [`PartitionMode::Partitioned`].
// - We optimize/swap join sides so that the left (build) side of the join
// is the small side. If the statistics information is not available, we
// do not modify join sides.
// - We will also swap left and right sides for cross joins so that the left
// side is the small side.
let config = &config.optimizer;
let collect_threshold_byte_size = config.hash_join_single_partition_threshold;
let collect_threshold_num_rows = config.hash_join_single_partition_threshold_rows;
new_plan
.transform_up(|plan| {
statistical_join_selection_subrule(
plan,
collect_threshold_byte_size,
collect_threshold_num_rows,
)
})
.data()
}
fn name(&self) -> &str {
"join_selection"
}
fn schema_check(&self) -> bool {
true
}
}
/// Tries to create a [`HashJoinExec`] in [`PartitionMode::CollectLeft`] when possible.
///
/// This function will first consider the given join type and check whether the
/// `CollectLeft` mode is applicable. Otherwise, it will try to swap the join sides.
/// When the `ignore_threshold` is false, this function will also check left
/// and right sizes in bytes or rows.
pub(crate) fn try_collect_left(
hash_join: &HashJoinExec,
ignore_threshold: bool,
threshold_byte_size: usize,
threshold_num_rows: usize,
) -> Result<Option<Arc<dyn ExecutionPlan>>> {
let left = hash_join.left();
let right = hash_join.right();
let left_can_collect = ignore_threshold
|| supports_collect_by_thresholds(
&**left,
threshold_byte_size,
threshold_num_rows,
);
let right_can_collect = ignore_threshold
|| supports_collect_by_thresholds(
&**right,
threshold_byte_size,
threshold_num_rows,
);
match (left_can_collect, right_can_collect) {
(true, true) => {
if hash_join.join_type().supports_swap()
&& should_swap_join_order(&**left, &**right)?
{
Ok(Some(hash_join.swap_inputs(PartitionMode::CollectLeft)?))
} else {
Ok(Some(Arc::new(HashJoinExec::try_new(
Arc::clone(left),
Arc::clone(right),
hash_join.on().to_vec(),
hash_join.filter().cloned(),
hash_join.join_type(),
hash_join.projection.clone(),
PartitionMode::CollectLeft,
hash_join.null_equality(),
)?)))
}
}
(true, false) => Ok(Some(Arc::new(HashJoinExec::try_new(
Arc::clone(left),
Arc::clone(right),
hash_join.on().to_vec(),
hash_join.filter().cloned(),
hash_join.join_type(),
hash_join.projection.clone(),
PartitionMode::CollectLeft,
hash_join.null_equality(),
)?))),
(false, true) => {
if hash_join.join_type().supports_swap() {
hash_join.swap_inputs(PartitionMode::CollectLeft).map(Some)
} else {
Ok(None)
}
}
(false, false) => Ok(None),
}
}
/// Creates a partitioned hash join execution plan, swapping inputs if beneficial.
///
/// Checks if the join order should be swapped based on the join type and input statistics.
/// If swapping is optimal and supported, creates a swapped partitioned hash join; otherwise,
/// creates a standard partitioned hash join.
pub(crate) fn partitioned_hash_join(
hash_join: &HashJoinExec,
) -> Result<Arc<dyn ExecutionPlan>> {
let left = hash_join.left();
let right = hash_join.right();
if hash_join.join_type().supports_swap() && should_swap_join_order(&**left, &**right)?
{
hash_join.swap_inputs(PartitionMode::Partitioned)
} else {
Ok(Arc::new(HashJoinExec::try_new(
Arc::clone(left),
Arc::clone(right),
hash_join.on().to_vec(),
hash_join.filter().cloned(),
hash_join.join_type(),
hash_join.projection.clone(),
PartitionMode::Partitioned,
hash_join.null_equality(),
)?))
}
}
/// This subrule tries to modify a given plan so that it can
/// optimize hash and cross joins in the plan according to available statistical information.
fn statistical_join_selection_subrule(
plan: Arc<dyn ExecutionPlan>,
collect_threshold_byte_size: usize,
collect_threshold_num_rows: usize,
) -> Result<Transformed<Arc<dyn ExecutionPlan>>> {
let transformed =
if let Some(hash_join) = plan.as_any().downcast_ref::<HashJoinExec>() {
match hash_join.partition_mode() {
PartitionMode::Auto => try_collect_left(
hash_join,
false,
collect_threshold_byte_size,
collect_threshold_num_rows,
)?
.map_or_else(
|| partitioned_hash_join(hash_join).map(Some),
|v| Ok(Some(v)),
)?,
PartitionMode::CollectLeft => try_collect_left(hash_join, true, 0, 0)?
.map_or_else(
|| partitioned_hash_join(hash_join).map(Some),
|v| Ok(Some(v)),
)?,
PartitionMode::Partitioned => {
let left = hash_join.left();
let right = hash_join.right();
if hash_join.join_type().supports_swap()
&& should_swap_join_order(&**left, &**right)?
{
hash_join
.swap_inputs(PartitionMode::Partitioned)
.map(Some)?
} else {
None
}
}
}
} else if let Some(cross_join) = plan.as_any().downcast_ref::<CrossJoinExec>() {
let left = cross_join.left();
let right = cross_join.right();
if should_swap_join_order(&**left, &**right)? {
cross_join.swap_inputs().map(Some)?
} else {
None
}
} else if let Some(nl_join) = plan.as_any().downcast_ref::<NestedLoopJoinExec>() {
let left = nl_join.left();
let right = nl_join.right();
if nl_join.join_type().supports_swap()
&& should_swap_join_order(&**left, &**right)?
{
nl_join.swap_inputs().map(Some)?
} else {
None
}
} else {
None
};
Ok(if let Some(transformed) = transformed {
Transformed::yes(transformed)
} else {
Transformed::no(plan)
})
}
/// Pipeline-fixing join selection subrule.
pub type PipelineFixerSubrule =
dyn Fn(Arc<dyn ExecutionPlan>, &ConfigOptions) -> Result<Arc<dyn ExecutionPlan>>;
/// Converts a hash join to a symmetric hash join if both its inputs are
/// unbounded and incremental.
///
/// This subrule checks if a hash join can be replaced with a symmetric hash join when dealing
/// with unbounded (infinite) inputs on both sides. This replacement avoids pipeline breaking and
/// preserves query runnability. If the replacement is applicable, this subrule makes this change;
/// otherwise, it leaves the input unchanged.
///
/// # Arguments
/// * `input` - The current state of the pipeline, including the execution plan.
/// * `config_options` - Configuration options that might affect the transformation logic.
///
/// # Returns
/// An `Option` that contains the `Result` of the transformation. If the transformation is not applicable,
/// it returns `None`. If applicable, it returns `Some(Ok(...))` with the modified pipeline state,
/// or `Some(Err(...))` if an error occurs during the transformation.
fn hash_join_convert_symmetric_subrule(
input: Arc<dyn ExecutionPlan>,
config_options: &ConfigOptions,
) -> Result<Arc<dyn ExecutionPlan>> {
// Check if the current plan node is a HashJoinExec.
if let Some(hash_join) = input.as_any().downcast_ref::<HashJoinExec>() {
let left_unbounded = hash_join.left.boundedness().is_unbounded();
let left_incremental = matches!(
hash_join.left.pipeline_behavior(),
EmissionType::Incremental | EmissionType::Both
);
let right_unbounded = hash_join.right.boundedness().is_unbounded();
let right_incremental = matches!(
hash_join.right.pipeline_behavior(),
EmissionType::Incremental | EmissionType::Both
);
// Process only if both left and right sides are unbounded and incrementally emit.
if left_unbounded && right_unbounded & left_incremental & right_incremental {
// Determine the partition mode based on configuration.
let mode = if config_options.optimizer.repartition_joins {
StreamJoinPartitionMode::Partitioned
} else {
StreamJoinPartitionMode::SinglePartition
};
// A closure to determine the required sort order for each side of the join in the SymmetricHashJoinExec.
// This function checks if the columns involved in the filter have any specific ordering requirements.
// If the child nodes (left or right side of the join) already have a defined order and the columns used in the
// filter predicate are ordered, this function captures that ordering requirement. The identified order is then
// used in the SymmetricHashJoinExec to maintain bounded memory during join operations.
// However, if the child nodes do not have an inherent order, or if the filter columns are unordered,
// the function concludes that no specific order is required for the SymmetricHashJoinExec. This approach
// ensures that the symmetric hash join operation only imposes ordering constraints when necessary,
// based on the properties of the child nodes and the filter condition.
let determine_order = |side: JoinSide| -> Option<LexOrdering> {
hash_join
.filter()
.map(|filter| {
filter.column_indices().iter().any(
|ColumnIndex {
index,
side: column_side,
}| {
// Skip if column side does not match the join side.
if *column_side != side {
return false;
}
// Retrieve equivalence properties and schema based on the side.
let (equivalence, schema) = match side {
JoinSide::Left => (
hash_join.left().equivalence_properties(),
hash_join.left().schema(),
),
JoinSide::Right => (
hash_join.right().equivalence_properties(),
hash_join.right().schema(),
),
JoinSide::None => return false,
};
let name = schema.field(*index).name();
let col = Arc::new(Column::new(name, *index)) as _;
// Check if the column is ordered.
equivalence.get_expr_properties(col).sort_properties
!= SortProperties::Unordered
},
)
})
.unwrap_or(false)
.then(|| {
match side {
JoinSide::Left => hash_join.left().output_ordering(),
JoinSide::Right => hash_join.right().output_ordering(),
JoinSide::None => unreachable!(),
}
.cloned()
})
.flatten()
};
// Determine the sort order for both left and right sides.
let left_order = determine_order(JoinSide::Left);
let right_order = determine_order(JoinSide::Right);
return SymmetricHashJoinExec::try_new(
Arc::clone(hash_join.left()),
Arc::clone(hash_join.right()),
hash_join.on().to_vec(),
hash_join.filter().cloned(),
hash_join.join_type(),
hash_join.null_equality(),
left_order,
right_order,
mode,
)
.map(|exec| Arc::new(exec) as _);
}
}
Ok(input)
}
/// This subrule will swap build/probe sides of a hash join depending on whether
/// one of its inputs may produce an infinite stream of records. The rule ensures
/// that the left (build) side of the hash join always operates on an input stream
/// that will produce a finite set of records. If the left side can not be chosen
/// to be "finite", the join sides stay the same as the original query.
/// ```text
/// For example, this rule makes the following transformation:
///
///
///
/// +--------------+ +--------------+
/// | | unbounded | |
/// Left | Infinite | true | Hash |\true
/// | Data source |--------------| Repartition | \ +--------------+ +--------------+
/// | | | | \ | | | |
/// +--------------+ +--------------+ - | Hash Join |-------| Projection |
/// - | | | |
/// +--------------+ +--------------+ / +--------------+ +--------------+
/// | | unbounded | | /
/// Right | Finite | false | Hash |/false
/// | Data Source |--------------| Repartition |
/// | | | |
/// +--------------+ +--------------+
///
///
///
/// +--------------+ +--------------+
/// | | unbounded | |
/// Left | Finite | false | Hash |\false
/// | Data source |--------------| Repartition | \ +--------------+ +--------------+
/// | | | | \ | | true | | true
/// +--------------+ +--------------+ - | Hash Join |-------| Projection |-----
/// - | | | |
/// +--------------+ +--------------+ / +--------------+ +--------------+
/// | | unbounded | | /
/// Right | Infinite | true | Hash |/true
/// | Data Source |--------------| Repartition |
/// | | | |
/// +--------------+ +--------------+
/// ```
pub fn hash_join_swap_subrule(
mut input: Arc<dyn ExecutionPlan>,
_config_options: &ConfigOptions,
) -> Result<Arc<dyn ExecutionPlan>> {
if let Some(hash_join) = input.as_any().downcast_ref::<HashJoinExec>() {
if hash_join.left.boundedness().is_unbounded()
&& !hash_join.right.boundedness().is_unbounded()
&& matches!(
*hash_join.join_type(),
JoinType::Inner
| JoinType::Left
| JoinType::LeftSemi
| JoinType::LeftAnti
)
{
input = swap_join_according_to_unboundedness(hash_join)?;
}
}
Ok(input)
}
/// This function swaps sides of a hash join to make it runnable even if one of
/// its inputs are infinite. Note that this is not always possible; i.e.
/// [`JoinType::Full`], [`JoinType::Right`], [`JoinType::RightAnti`] and
/// [`JoinType::RightSemi`] can not run with an unbounded left side, even if
/// we swap join sides. Therefore, we do not consider them here.
/// This function is crate public as it is useful for downstream projects
/// to implement, or experiment with, their own join selection rules.
pub(crate) fn swap_join_according_to_unboundedness(
hash_join: &HashJoinExec,
) -> Result<Arc<dyn ExecutionPlan>> {
let partition_mode = hash_join.partition_mode();
let join_type = hash_join.join_type();
match (*partition_mode, *join_type) {
(
_,
JoinType::Right
| JoinType::RightSemi
| JoinType::RightAnti
| JoinType::RightMark
| JoinType::Full,
) => internal_err!("{join_type} join cannot be swapped for unbounded input."),
(PartitionMode::Partitioned, _) => {
hash_join.swap_inputs(PartitionMode::Partitioned)
}
(PartitionMode::CollectLeft, _) => {
hash_join.swap_inputs(PartitionMode::CollectLeft)
}
(PartitionMode::Auto, _) => {
// Use `PartitionMode::Partitioned` as default if `Auto` is selected.
hash_join.swap_inputs(PartitionMode::Partitioned)
}
}
}
/// Apply given `PipelineFixerSubrule`s to a given plan. This plan, along with
/// auxiliary boundedness information, is in the `PipelineStatePropagator` object.
fn apply_subrules(
mut input: Arc<dyn ExecutionPlan>,
subrules: &Vec<Box<PipelineFixerSubrule>>,
config_options: &ConfigOptions,
) -> Result<Transformed<Arc<dyn ExecutionPlan>>> {
for subrule in subrules {
input = subrule(input, config_options)?;
}
Ok(Transformed::yes(input))
}
// See tests in datafusion/core/tests/physical_optimizer