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| |
| # Security Audit |
| |
| ## 1. Introduction |
| |
| Audit logs serve as the record credentials of a database, enabling tracking of various operations (e.g., create, read, update, delete) to ensure information security. The audit log feature in IoTDB supports the following capabilities: |
| |
| * Supports enabling/disabling the audit log functionality through configuration |
| * Supports configuring operation types and privilege levels to be recorded via parameters |
| * Supports setting the storage duration of audit log files, including time-based rolling (via TTL) and space-based rolling (via SpaceTL) |
| * Supports configuring parameters to count slow requests (with write/query latency exceeding a threshold, default 3000 milliseconds) within any specified time period |
| * Audit log files are stored in encrypted format by default |
| |
| > Note: This feature is available from version V2.0.8 onwards. |
| |
| ## 2. Configuration Parameters |
| |
| Edit the `iotdb-system.properties` file to enable audit logging using the following parameters: |
| |
| |
| * V2.0.8.1 |
| |
| | Parameter Name | Description | Data Type | Default Value | Activation Method | |
| |-------------------------------------------|------------------------------------------------------------------------------------------------------------|-----------|-------------------------------|-------------------| |
| | `enable_audit_log` | Whether to enable audit logging. true: enabled. false: disabled. | Boolean | false | Hot Reload | |
| | `auditable_operation_type` | Operation type selection. DML: all DML operations are logged; DDL: all DDL operations are logged; QUERY: all query operations are logged; CONTROL: all control statements are logged. | String | DML,DDL,QUERY,CONTROL | Hot Reload | |
| | `auditable_operation_level` | Permission level selection. global: log all audit events; object: only log events related to data instances. Containment relationship: object < global. For example: when set to global, all audit logs are recorded normally; when set to object, only operations on specific data instances are recorded. | String | global | Hot Reload | |
| | `auditable_operation_result` | Audit result selection. success: log only successful events; fail: log only failed events | String | success,fail | Hot Reload | |
| | `audit_log_ttl_in_days` | Audit log TTL (Time To Live). Logs older than this threshold will expire. | Double | -1.0 (never deleted) | Hot Reload | |
| | `audit_log_space_tl_in_GB` | Audit log SpaceTL. Logs will start rotating when total space reaches this threshold. | Double | 1.0 | Hot Reload | |
| | `audit_log_batch_interval_in_ms` | Batch write interval for audit logs | Long | 1000 | Hot Reload | |
| | `audit_log_batch_max_queue_bytes` | Maximum byte size of the queue for batch processing audit logs. Subsequent write operations will be blocked when this threshold is exceeded. | Long | 268435456 | Hot Reload | |
| |
| * V2.0.9.2 |
| |
| | Parameter Name | Description | Data Type | Default Value | Activation Method | |
| |-------------------------------------------|------------------------------------------------------------------------------------------------------------|-----------|-------------------------------|-------------------| |
| | `enable_audit_log` | Whether to enable audit logging. true: enabled. false: disabled. | Boolean | false | Hot Reload | |
| | `auditable_operation_type` | Operation type selection. DML: all DML operations are logged; DDL: all DDL operations are logged; QUERY: all query operations are logged; CONTROL: all control statements are logged. | String | DML,DDL,QUERY,CONTROL | Hot Reload | |
| | `auditable_dml_event_type` | Event types for auditing DML operations. `OBJECT_AUTHENTICATION`: object authentication, `SLOW_OPERATION`: slow operation | String | `OBJECT_AUTHENTICATION`,`SLOW_OPERATION` | Hot Reload | |
| | `auditable_ddl_event_type` | Event types for auditing DDL operations. `OBJECT_AUTHENTICATION`: object authentication, `SLOW_OPERATION`: slow operation | String | `OBJECT_AUTHENTICATION`,`SLOW_OPERATION` | Hot Reload | |
| | `auditable_query_event_type` | Event types for auditing query operations. `OBJECT_AUTHENTICATION`: object authentication, `SLOW_OPERATION`: slow operation | String | `OBJECT_AUTHENTICATION`,`SLOW_OPERATION` | Hot Reload | |
| | `auditable_control_event_type` | Event types for auditing control operations. `CHANGE_AUDIT_OPTION`: audit option change, `OBJECT_AUTHENTICATION`: object authentication, `LOGIN`: login, `LOGOUT`: logout, `DN_SHUTDOWN`: data node shutdown, `SLOW_OPERATION`: slow operation | String | `CHANGE_AUDIT_OPTION`,`OBJECT_AUTHENTICATION`,`LOGIN`,`LOGOUT`,`DN_SHUTDOWN`,`SLOW_OPERATION` | Hot Reload | |
| | `auditable_operation_level` | Permission level selection. global: log all audit events; object: only log events related to data instances. Containment relationship: object < global. For example: when set to global, all audit logs are recorded normally; when set to object, only operations on specific data instances are recorded. | String | global | Hot Reload | |
| | `auditable_operation_result` | Audit result selection. success: log only successful events; fail: log only failed events | String | success,fail | Hot Reload | |
| | `audit_log_ttl_in_days` | Audit log TTL (Time To Live). Logs older than this threshold will expire. | Double | -1.0 (never deleted) | Hot Reload | |
| | `audit_log_space_tl_in_GB` | Audit log SpaceTL. Logs will start rotating when total space reaches this threshold. | Double | 1.0 | Hot Reload | |
| | `audit_log_batch_interval_in_ms` | Batch write interval for audit logs | Long | 1000 | Hot Reload | |
| | `audit_log_batch_max_queue_bytes` | Maximum byte size of the queue for batch processing audit logs. Subsequent write operations will be blocked when this threshold is exceeded. | Long | 268435456 | Hot Reload | |
| |
| **Instructions for Object Authentication and Slow Operations:** |
| - When the parameters `auditable_dml_event_type`, `auditable_ddl_event_type`, `auditable_query_event_type`, or `auditable_control_event_type` are set to `OBJECT_AUTHENTICATION`, the corresponding event types will be recorded in the audit log. |
| - When the parameters `auditable_dml_event_type`, `auditable_ddl_event_type`, `auditable_query_event_type`, or `auditable_control_event_type` are set to `SLOW_OPERATION`, only the corresponding event types whose execution time exceeds the value of the `slow_query_threshold` parameter (default: 3000 ms) will be recorded in the audit log. The value of the `slow_query_threshold` parameter can be configured in the `iotdb-system.properties` file. |
| |
| |
| ## 3. Access Methods |
| |
| Supports direct reading of audit logs via SQL. |
| |
| ### 3.1 SQL Syntax |
| |
| ```SQL |
| SELECT (<audit_log_field>, )* log FROM <AUDIT_LOG_PATH> WHERE whereclause ORDER BY order_expression |
| ``` |
| |
| Where: |
| |
| * `AUDIT_LOG_PATH`: Audit log storage location `__audit.audit_log`; |
| * `audit_log_field`: Query fields refer to the metadata structure below |
| * Supports WHERE clause filtering and ORDER BY sorting |
| |
| ### 3.2 Metadata Structure |
| |
| | Field | Description | Data Type | |
| |------------------------|--------------------------------------------------|----------------| |
| | `time` | The date and time when the event started | timestamp | |
| | `username` | User name | string | |
| | `cli_hostname` | Client hostname identifier | string | |
| | `audit_event_type` | Audit event type, e.g., WRITE_DATA, GENERATE_KEY| string | |
| | `operation_type` | Operation type, e.g., DML, DDL, QUERY, CONTROL | string | |
| | `privilege_type` | Privilege used, e.g., WRITE_DATA, MANAGE_USER | string | |
| | `privilege_level` | Event privilege level, global or object | string | |
| | `result` | Event result, success=1, fail=0 | boolean | |
| | `database` | Database name | string | |
| | `sql_string` | User's original SQL statement | string | |
| | `log` | Detailed event description | string | |
| |
| ### 3.3 Usage Examples |
| |
| * Query times, usernames and host information for successfully executed DML operations: |
| |
| ```SQL |
| IoTDB:__audit> select time,username,cli_hostname from audit_log where result = true and operation_type='DML' |
| +-----------------------------+--------+------------+ |
| | time|username|cli_hostname| |
| +-----------------------------+--------+------------+ |
| |2026-01-23T11:43:46.697+08:00| root| 127.0.0.1| |
| |2026-01-23T11:45:39.950+08:00| root| 127.0.0.1| |
| +-----------------------------+--------+------------+ |
| Total line number = 2 |
| It costs 0.284s |
| ``` |
| |
| * Query latest operation details: |
| |
| ```SQL |
| IoTDB:__audit> select time,username,cli_hostname,operation_type,sql_string from audit_log order by time desc limit 1 |
| +-----------------------------+--------+------------+--------------+------------------------------------------------------------------------------------------------------+ |
| | time|username|cli_hostname|operation_type| sql_string| |
| +-----------------------------+--------+------------+--------------+------------------------------------------------------------------------------------------------------+ |
| |2026-01-23T11:46:31.026+08:00| root| 127.0.0.1| QUERY|select time,username,cli_hostname,operation_type,sql_string from audit_log order by time desc limit 1| |
| +-----------------------------+--------+------------+--------------+------------------------------------------------------------------------------------------------------+ |
| Total line number = 1 |
| It costs 0.053s |
| ``` |
| |
| * Query failed operations: |
| |
| ```SQL |
| IoTDB:__audit> select time,database,operation_type,log from audit_log where result=false |
| +-----------------------------+--------+--------------+----------------------------------------------------------------------+ |
| | time|database|operation_type| log| |
| +-----------------------------+--------+--------------+----------------------------------------------------------------------+ |
| |2026-01-23T11:47:42.136+08:00| | CONTROL|User user1 (ID=-1) login failed with code: 804, Authentication failed.| |
| +-----------------------------+--------+--------------+----------------------------------------------------------------------+ |
| Total line number = 1 |
| It costs 0.011s |
| ``` |
| |
| |
| * Query audit event records with types 'slow operation' |
| |
| ```SQL |
| IoTDB:__audit> select * from audit_log where audit_event_type='SLOW_OPERATION' limit 3 |
| +-----------------------------+-------+-------+--------+------------+----------------+--------------+--------------+---------------+------+---------+-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+ |
| | time|node_id|user_id|username|cli_hostname|audit_event_type|operation_type|privilege_type|privilege_level|result| database| sql_string| log| |
| +-----------------------------+-------+-------+--------+------------+----------------+--------------+--------------+---------------+------+---------+-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+ |
| |2026-05-06T14:57:57.468+08:00| node_1| u_0| root| 127.0.0.1| SLOW_OPERATION| QUERY| [SELECT]| OBJECT| true| | show databases| SLOW_QUERY: cost 10 ms, show databases| |
| |2026-05-06T14:58:38.149+08:00| node_1| u_0| root| 127.0.0.1| SLOW_OPERATION| DML| [INSERT]| OBJECT| true|database1|INSERT INTO table1(region, plant_id, device_id, model_id, maintenance, time, temperature, humidity, status, arrival_time) VALUES ('北京', '1001', '100', 'A', '180', '2024-11-26 13:37:00', 90.0, 35.1, true, '2024-11-26 13:37:34'), ('北京', '1001', '100', 'A', '180', '2024-11-26 13:38:00', 90.0, 35.1, true, '2024-11-26 13:38:25'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:38:00', NULL, 35.1, true, '2024-11-27 16:37:01'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:39:00', 85.0, 35.3, NULL, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:40:00', 85.0, NULL, NULL, '2024-11-27 16:37:03'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:41:00', 85.0, NULL, NULL, '2024-11-27 16:37:04'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:42:00', NULL, 35.2, false, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:43:00', NULL, Null, false, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:44:00', NULL, Null, false, '2024-11-27 16:37:08'), ('上海', '3001', '100', 'C', '90', '2024-11-28 08:00:00', 85.0, Null, NULL, '2024-11-28 08:00:09'), ('上海', '3001', '100', 'C', '90', '2024-11-28 09:00:00', NULL, 40.9, true, NULL), ('上海', '3001', '100', 'C', '90', '2024-11-28 10:00:00', 85.0, 35.2, NULL, '2024-11-28 10:00:11'), ('上海', '3001', '100', 'C', '90', '2024-11-28 11:00:00', 88.0, 45.1, true, '2024-11-28 11:00:12'), ('上海', '3001', '101', 'D', '360', '2024-11-29 10:00:00', 85.0, NULL, NULL, '2024-11-29 10:00:13'), ('上海', '3002', '100', 'E', '180', '2024-11-29 11:00:00', NULL, 45.1, true, NULL), ('上海', '3002', '100', 'E', '180', '2024-11-29 18:30:00', 90.0, 35.4, true, '2024-11-29 18:30:15'), ('上海', '3002', '101', 'F', '360', '2024-11-30 09:30:00', 90.0, 35.2, true, NULL), ('上海', '3002', '101', 'F', '360', '2024-11-30 14:30:00', 90.0, 34.8, true, '2024-11-30 14:30:17')|Execution: INSERT INTO table1(region, plant_id, device_id, model_id, maintenance, time, temperature, humidity, status, arrival_time) VALUES ('北京', '1001', '100', 'A', '180', '2024-11-26 13:37:00', 90.0, 35.1, true, '2024-11-26 13:37:34'), ('北京', '1001', '100', 'A', '180', '2024-11-26 13:38:00', 90.0, 35.1, true, '2024-11-26 13:38:25'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:38:00', NULL, 35.1, true, '2024-11-27 16:37:01'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:39:00', 85.0, 35.3, NULL, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:40:00', 85.0, NULL, NULL, '2024-11-27 16:37:03'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:41:00', 85.0, NULL, NULL, '2024-11-27 16:37:04'), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:42:00', NULL, 35.2, false, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:43:00', NULL, Null, false, Null), ('北京', '1001', '101', 'B', '180', '2024-11-27 16:44:00', NULL, Null, false, '2024-11-27 16:37:08'), ('上海', '3001', '100', 'C', '90', '2024-11-28 08:00:00', 85.0, Null, NULL, '2024-11-28 08:00:09'), ('上海', '3001', '100', 'C', '90', '2024-11-28 09:00:00', NULL, 40.9, true, NULL), ('上海', '3001', '100', 'C', '90', '2024-11-28 10:00:00', 85.0, 35.2, NULL, '2024-11-28 10:00:11'), ('上海', '3001', '100', 'C', '90', '2024-11-28 11:00:00', 88.0, 45.1, true, '2024-11-28 11:00:12'), ('上海', '3001', '101', 'D', '360', '2024-11-29 10:00:00', 85.0, NULL, NULL, '2024-11-29 10:00:13'), ('上海', '3002', '100', 'E', '180', '2024-11-29 11:00:00', NULL, 45.1, true, NULL), ('上海', '3002', '100', 'E', '180', '2024-11-29 18:30:00', 90.0, 35.4, true, '2024-11-29 18:30:15'), ('上海', '3002', '101', 'F', '360', '2024-11-30 09:30:00', 90.0, 35.2, true, NULL), ('上海', '3002', '101', 'F', '360', '2024-11-30 14:30:00', 90.0, 34.8, true, '2024-11-30 14:30:17') cost 329 ms, with status code: TSStatus(code:200, message:)| |
| |2026-05-06T14:58:45.534+08:00| node_1| u_0| root| 127.0.0.1| SLOW_OPERATION| QUERY| [SELECT]| OBJECT| true|database1| select * from table1| SLOW_QUERY: cost 121 ms, select * from table1| |
| +-----------------------------+-------+-------+--------+------------+----------------+--------------+--------------+---------------+------+---------+-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+ |
| Total line number = 3 |
| It costs 0.026s |
| ``` |